1) Which of the following can be done after the registration statement is filed but before the registration statement is effective? A

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1) Which of the following can be done after the registration statement is filed but before the registration statement is effective?

A. only run a tombstone ad

B. only send out red herring prospectus

C. Sell securities to prospective buyers

D. Can run tombstone ads and send out a red-herrings prospectus

2 Tippees:

A. people who get information from corporate insiders. 

B. are relatives of corporate directors who are given nonpublic information. 

C. can be liable under section 10(b).

D. all of the above