1) Tarrytown Manufacturing Corporation wants to make an offering of securities to the pub-lic

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1) Tarrytown Manufacturing Corporation wants to make an offering of securities to the pub-lic. This offering is not exempt from registration under the Se¬curities Act of 1933. Before Tarrytown sells its securities, it must provide in¬vestors with

a. a forward-looking financial forecast.

b. an investment contract.

c. a prospectus.

d. samples of its products.

2. Metal Mining Corporation is a noninvestment company that wants to is¬sue stock of $3 million in a twelve-month period. Metal Mining, with less than $20 mil¬lion in annual sales, qualifies as a small business issuer. Before Metal Mining sells the stock, it must provide investors with

a. an offering circular.

b. a notice of the issue.

c. a red herring prospectus.

d. a tombstone ad.