Instructions Describe the evidence gathering process and the sampling methodologies the auditors may use for the controls being tested

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Instructions

• Describe the evidence gathering process and the sampling methodologies the auditors may use for the controls being tested.

• Complete the “Explanation of Findings” column for each of the control objectives with preliminary findings you expect the auditors will discover based on the “Partially Collected Audit Evidence” section of the case study.

• Explain why you believe each is a finding. Refer to the “Control Objectives and Related Controls” section of the case study to support your findings.

• Identify how you will inform leadership of findings and of what has been addressed during the audit.

Evidence Gathering Process

[Insert text.]

Preliminary Findings

Use the table below to organize your analysis of the audit evidence.

Note: Add additional rows as needed. The first row has been filled out for you as an example.

Control Objective	Control	Explanation of Findings
Example: Control Objective 7: Controls provide reasonable assurance that transmitted payment data is complete, accurate, and timely.	Electronic scheduler is monitored by IT staff for inbound and outbound transmissions on a daily basis.	Random sample of 51 days from transmission log found no evidence of monitoring on 3 days: April 1, 2018; July 4, 2018; and September 22, 2018.

Communicating to Leadership

[Insert text.]

References

[Insert any references used. Format your citations according to APA guidelines.]